Fennel

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
316281
Registered since
April 6, 2022

Firm profile

FINTRX

Overview

Fennel is organized as a limited liability company and appears on the SEC registry with an initial filing year of 2022. The snapshot classifies the firm as “Unclassified” and lists ownership as a mix of a domestic entity and an individual. The profile shows the firm does not identify itself as a capital allocator and is not designated as an active ESG investor, pension consultant, related adviser or multi-state adviser in the available snapshot. The firm has not provided details on its advisory activities, client segments, fee schedules or business lines in the source data, so there is no public description of the services it offers or the client types it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 4
  • Steven Manning

    Steven Manning

    Senior Compliance ConsultantCRD 4470995

  • Thomas George

    FinOpCRD 5378303

  • Matthew Rothchild

    Matthew Rothchild

    Senior Compliance ConsultantCRD 5143603

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
450 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth