Fagan Associates Inc
Firm details
- Headquarters
- Troy, New York
- CRD number
- 107562
- Registered since
- March 6, 1996
- Website
- faganasset.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI57.21%
- Individuals39.24%
- Charitable Organizations2.15%
- Pension & Profit Sharing Plans1.39%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fagan Associates Inc. is an independent, SEC-registered registered investment adviser operating as a corporation and owned by an individual. The firm provides financial planning and discretionary portfolio management for individuals, small businesses, and institutional clients. Its fee model combines a percentage of assets under management with hourly billing for certain services. Fagan is not positioned as a capital allocator; instead it appears to manage client assets directly through portfolios composed of public equity and pooled products. The firm does not identify as an active ESG investor or as a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Cash & Cash Equivalents8%
- State & Local Bonds4%
- US Government Bonds3%
Owners & executives
1 of 1
Dennis Fagan
Founder, President and Chief Financial AdvisorCRD 1372863
Contacts
2 of 2
Douglas Keenholts
Financial AdvisorCRD 6267288
Aaron Fagan
Portfolio ManagerCRD 7405070
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 81Active vs passive
$369M in ETFs
74%
$274M
22%
$94.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $22.7M | 484,437 | 6.16% |
Location
Troy, NY
Rensselaer
Location
Troy, NY
Headquartered in Troy, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Rensselaer
- Address
- 767 Hoosick Rd
- Time zone
- ET (UTC-5)
- Office locations
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