Bouchey Financial Group, Ltd.
Firm details
- Headquarters
- Troy, New York
- CRD number
- 111824
- Registered since
- May 24, 1996
- Website
- bouchey.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.62%
- Individuals17.49%
- Pension & Profit Sharing Plans3.11%
- Corporations / Businesses1.49%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Bouchey Financial Group, Ltd. is an independent, SEC-registered advisory firm operating since 1996. Structured as a corporation with individual ownership, it provides financial planning and discretionary portfolio management for individuals, families, small businesses and institutional clients. Services include pension consulting and selection of other advisers, and the firm charges clients via both percentage-of-AUM and fixed-fee arrangements. The firm functions as a capital allocator, routing client capital to external managers in addition to managing publicly traded securities. Bouchey emphasizes equity exposure—particularly exchange-traded equities—and does not identify itself as an active ESG investor. Bouchey Financial Group was named among the Financial Times’ Top 300 RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- US Government Bonds12%
- Investment Grade Corp Bonds7%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3
Steven Bouchey
CEOCRD 1461280
David Clarke
Director of Operations & Chief Compliance OfficerCRD 4971624
John Millet
Chief Financial Officer and Chief Operating OfficerCRD 7526846
Contacts
3 of 9
Martin Shields
Vice President, Wealth AdvisorCRD 5278773
Ryan Bouchey
Co-FounderCRD 5457587
Paolo LaPietra
Portfolio StrategistCRD 6741780
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$1.4B in ETFs
66%
$933M
29%
$489M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $178M | 588,006 | 12.53% |
Location
Troy, NY
Rensselaer
Location
Troy, NY
Headquartered in Troy, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Rensselaer
- Address
- 1819 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Fagan Associates Inc
RIATroy, NY
NBT Capital Management, Inc.
RIANorwich, NY
Linden Global Strategies LLC
RIANew York, NY
Sone Capital Management, LLC
RIANew York, NY
Hayfin Capital Management LLC
RIANew York, NY
Eurazeo North America, Inc.
RIANew York, NY