FACE 2 FACE FINANCIAL PLANNING, LLC

Overview

Face 2 Face Financial Planning, LLC operates as a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm’s client base is focused on individuals and families, with a service menu that includes comprehensive financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Fee arrangements are flexible: the firm charges a percentage of assets under management and also offers hourly and fixed-fee engagements. Investment activity is heavily equity-oriented. Regulatory filings and asset breakdowns show a clear preference for exchange-traded equities as the primary vehicle for client portfolios. Face 2 Face Financial Planning, LLC does not position itself as a capital allocator to external alternative managers, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices