Exchange Traded Concepts, LLC
Firm details
- Headquarters
- Oklahoma City, Oklahoma
- CRD number
- 151197
- Registered since
- August 18, 2009
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
Exchange Traded Concepts, LLC is an SEC‑registered institutional RIA organized as an LLC and operating since 2009. The firm focuses on institutional clients and acts as a capital allocator and adviser to investment vehicles. Its fee arrangements include both asset‑based and fixed fees. Exchange Traded Concepts is registered to perform CPO/CTA activities and lists portfolio management for investment companies and selection of other advisers among its advisory services. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Dennis Lowenfels
Chief Compliance OfficerCRD 4030379
Randal Taylor
CFOCRD 7729296
James Stevens
Chief Executive OfficerCRD 4428134
Contacts
3 of 3Andrew Serowik
OfficerCRD 2749364
Richard Hogan
PresidentCRD 1224923
Richard Malinowski
General CounselCRD 6105310
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 224Active vs passive
$7.5B in ETFs
68%
$5.1B
8%
$2.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $598M | 6,808,698 | 8.00% |
Location
Oklahoma City, OK
Oklahoma
Location
Oklahoma City, OK
Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- Oklahoma
- Address
- 10900 Hefner Pointe Dr
- Time zone
- CT (UTC-6)
- Office locations
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