Warwick Investment Group, LLC

RIASEC RegisteredEst. 2015
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$410M
Accounts
5
Employees
82
Advisory reps
2

Firm details

Headquarters
Oklahoma City, Oklahoma
CRD number
226670
Registered since
May 15, 2015
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Warwick Investment Group, LLC is structured as a privately owned limited liability company that focuses on private equity investing and portfolio management for pooled investment vehicles. The firm registered with the SEC in 2015 and serves an institutional client base. Its business model includes serving as an adviser and sponsor — acting as a general partner/managing member of pooled vehicles — rather than operating as a broad capital allocator. Fee arrangements include asset-based charges, performance-linked fees, and other fees typical for private fund managers. Warwick does not identify as an active ESG investor and is not presented as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Katherine Richard

    Katherine Richard

    Founder, CEO & CIOCRD 4834568

  • Cynthia-Elaine Schlanger

    Cynthia-Elaine Schlanger

    Chief Compliance OfficerCRD 5767772

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Oklahoma City, OK

Oklahoma

Location

Oklahoma City, OK

Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
Oklahoma
Address
944 W Wilshire Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth