CAPTION MANAGEMENT, LLC
Firm details
- Headquarters
- OKLAHOMA CITY, Oklahoma
- CRD number
- 173841
- Registered since
- July 31, 2017
- Website
- www.captionpartners.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Caption Management, LLC is a SEC-registered hedge fund organized as an LLC and founded in 2017. The firm serves an institutional client base and provides portfolio management for pooled investment vehicles, acting as sponsor, general partner and managing member on those vehicles. Its compensation combines a percentage-of-assets fee with performance-based fees. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is listed as not being a capital allocator — though it does deploy external alternative managers to gain certain exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3WILLIAM COOPER
Co-Founder & CEOCRD 6517121
JASON STRASSER
Co-Founder and Chief Investment OfficerCRD 5362072
Dylan Ballinger
Chief Operating Officer & Chief Compliance OfficerCRD 7087086
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$154M in ETFs
96%
$147M
4%
$6.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X CYBERSECURITY ETF (BUG) | GlobalX | Passive | Technology | $21.5M | 854,400 | 13.93% |
Location
OKLAHOMA CITY, OK
OKLAHOMA
Location
OKLAHOMA CITY, OK
Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- OKLAHOMA
- Address
- 499 W Sheridan Ave
- Time zone
- CT (UTC-6)
- Office locations
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