Caption Management, LLC
Firm details
- Headquarters
- Oklahoma City, Oklahoma
- CRD number
- 173841
- Registered since
- July 31, 2017
- Website
- www.captionpartners.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Caption Management, LLC is a privately held hedge fund organized as an LLC and SEC-registered since 2017. The firm is owner-operated and serves an institutional client base, running portfolio management for pooled investment vehicles. Its compensation combines an asset-based fee with performance-based fees. Caption acts as sponsor, general partner and managing member of at least one pooled vehicle rather than operating as a traditional capital allocator or pension consultant. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Private Funds
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
William Cooper
Co-Founder & CEOCRD 6517121
Jason Strasser
Co-Founder and Chief Investment OfficerCRD 5362072
Dylan Ballinger
Chief Operating Officer & Chief Compliance OfficerCRD 7087086
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$620M in ETFs
99%
$614M
1%
$6.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) FINANCIAL SELECT SECTOR SPDR(R) ETF (XLF) | State Street | Passive | Financial | $61.6M | 1,149,802 | 9.94% |
Location
Oklahoma City, OK
Oklahoma
Location
Oklahoma City, OK
Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- Oklahoma
- Address
- 499 W Sheridan Ave
- Time zone
- CT (UTC-6)
- Office locations
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