EMPIRE STATE FINANCIAL, INC.

Broker-DealerFINRA MemberEst. 1971
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
LONG BEACH, New York
CRD number
5657
Registered since
February 24, 1971
Website
esfi.com

Firm profile

FINTRX

Overview

Empire State Financial, Inc. is organized as a corporation and has been registered with the SEC since 1971. Public records classify ownership as a combination of a domestic entity and an individual; beyond that, the firm is listed as "unclassified" in available datasets, which indicates little publicly disclosed detail about its internal structure or targeted client segments. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It does not present itself as a multi-state adviser, a pension consultant, a related adviser, or a newly formed firm. Key operational items—such as client composition, fee schedule, core business lines, and specific advisory activities—were not supplied in the source data, limiting visibility into how the firm positions its services or constructs portfolios.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 7
  • JOHN BUSACCA

    Compliance OfficerCRD 2302780

  • BRYAN GLASS

    OwnerCRD 2834514

  • ROBERT MITCHELL

    FinOpCRD 2908382

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LONG BEACH, NY

NASSAU

Location

LONG BEACH, NY

Headquartered in LONG BEACH, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
20 W Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth