Empire State Financial, Inc.

Broker-DealerFINRA MemberEst. 1971
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Long Beach, New York
CRD number
5657
Registered since
February 24, 1971
Website
esfi.com

Firm profile

FINTRX

Overview

Empire State Financial, Inc. appears in FINTRX as a corporate entity that has been registered with the SEC since 1971. Ownership is recorded as a mix of a domestic entity and an individual. The firm is classified as "Unclassified" in the dataset and is not identified as a capital allocator. FINTRX flags the firm as not being an active ESG investor, not a multi-state adviser and not a newly formed adviser. The snapshot also indicates the firm is not listed as a pension consultant or as having a related adviser. The database provides limited detail on the firm’s specific business or advisory activities and does not list industry awards or external affiliations in the profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Adam Israel

    Adam Israel

    CCOCRD 1217606

  • Joseph Sipkin

    Joseph Sipkin

    Financial and Operations PrincipalCRD 1334813

  • Samuel Fleischman

    Samuel Fleischman

    Senior Compliance ProfessionalCRD 1860709

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Long Beach, NY

Nassau

Location

Long Beach, NY

Headquartered in Long Beach, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
20 W Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth