EMBARCADERO CAPITAL ADVISORS, INC.

RIASEC RegisteredEst. 2024

Total AUM

$60M

Discretionary

$60M

100% of AUM

Avg account

$240K

Accounts

250

Employees

Advisory reps

Firm details

Headquarters: LAGUNA HILLS, California
CRD number: 329285
Registered since: January 9, 2024
Website: embarcaderocapitaladvisors.com
Custodians: CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Individuals83.33%
HNWI16.67%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Embarcadero Capital Advisors, Inc. is an independent RIA focused on serving individual and family clients with a mix of financial planning and discretionary portfolio management. The firm is organized as a corporation, is owner-managed, and registered with the SEC in 2024. Its advisory scope includes planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, selection of other advisers, and investor education through seminars and workshops. Investment activity centers on publicly available pooled products—principally mutual funds and separate managed accounts—while the firm also deploys capital as an allocator to third‑party managers for alternative exposure. The firm does not market itself as an ESG investor and currently operates under a single‑state registration footprint. Fee arrangements are flexible and include percentage of AUM, hourly and fixed fees, and performance-based fees, which can support access to certain manager-driven or outcome-oriented strategies.