DWS INVESTMENT MANAGEMENT AMERICAS, INC.

RIASEC RegisteredEst. 1940
Total AUM
$200B
Discretionary
$196B
98% of AUM
Avg account
$363M
Accounts
550
Employees
452
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
104518
Registered since
November 1, 1940
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies43.44%
  • Investment Companies34.66%
  • Pooled Investment Vehicles7.58%
  • Corporations / Businesses6.75%
  • Sovereign Wealth Funds2.54%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

DWS Investment Management Americas, Inc. is a corporation registered with the SEC since 1940 that operates as a registered investment manager with a focus that includes real estate strategies. The firm serves both individual/family and institutional clients and uses a mix of fee arrangements (percentage of AUM, fixed fees and performance-based fees). Its advisory activities cover portfolio management for individuals, pooled vehicles and institutions, selection of other advisers, and it also acts in commodity pool operator / commodity trading adviser (CPO/CTA) capacities. DWS reports being an active ESG investor and maintains a range of industry affiliations that extend into broker-dealer, banking, trust company, futures commission merchant and sponsor/GP roles for pooled vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 31%, Exchange Traded Equities 17%, Investment Grade Corp Bonds 16%, Cash & Cash Equivalents 14%, Other 13%, State & Local Bonds 5%, Sovereign Bonds 2%, Non-Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%31%
  • US Government Bonds31%
  • Exchange Traded Equities17%
  • Investment Grade Corp Bonds16%
  • Cash & Cash Equivalents14%
  • Other13%

Owners & executives

2 of 2
  • JOHN MILLETTE

    Chief Legal OfficerCRD 6500405

  • DAVID BIANCO

    Chief Investment OfficerCRD 2646719

Contacts

3 of 5
  • MICHELLE GOVEIA

    Managing DirectorCRD 2860014

  • GEORGE CATRAMBONE

    Vice PresidentCRD 5406201

  • SANDY SCULAC

    DirectorCRD 4575088

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
875 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth