DWS Investment Management Americas, Inc.

RIASEC RegisteredEst. 1940

Total AUM

$200B

Discretionary

$196B

98% of AUM

Avg account

$363M

Accounts

550

Employees

452

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 104518
Registered since: November 1, 1940
Website: www.dws.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies43.44%
Investment Companies34.66%
Pooled Investment Vehicles7.58%
Corporations / Businesses6.75%
Sovereign Wealth Funds2.54%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

DWS Investment Management Americas, Inc. is a U.S.-registered investment adviser organized as a corporation and operating under a Real Estate Fund classification. The firm has been registered with the SEC since 1940 and reports a mix of individual & family and institutional clients. Its advisory capabilities span direct portfolio management for individuals and small businesses, investment companies, pooled investment vehicles and institutional clients, and it also provides selection-of-advisers services. The firm acts in commodity/futures roles (CPO/CTA) and is active on ESG considerations across its investments. Fee arrangements include percentage-of-AUM charges, fixed fees and performance-based fees. Beyond advisory services, the organization is connected to multiple industry functions and sponsors, including broker-dealer activity, security-based swap dealer registration, futures commission merchant activity, banking/thrift and trust company relationships, and sponsor/GP roles for pooled vehicles, indicating both advisory and product-sponsorship capabilities.