DWS Investment Management Americas, Inc.

RIASEC Registered
Total AUM
$200B
Discretionary
$196B
98% of AUM
Avg account
$363M
Accounts
550
Employees
452
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
104518
Registered since
November 1, 1940
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies43.44%
  • Investment Companies34.66%
  • Pooled Investment Vehicles7.58%
  • Corporations / Businesses6.75%
  • Sovereign Wealth Funds2.54%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

DWS Investment Management Americas, Inc. is an SEC-registered investment adviser (registered in 1940) that operates as a corporation with a focus that includes real estate fund activity alongside broad portfolio management services. Its client base spans high-net-worth individuals and families as well as institutional investors. The firm provides portfolio management for individuals/small businesses, investment companies, pooled investment vehicles, and other businesses or institutions, and it acts in a role that includes selection of other advisers. It also has business activity listed as a CPO/CTA. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. DWS identifies as an active ESG investor. The firm maintains a range of industry affiliations that extend beyond advisory work—its related activities include broker-dealer relationships, swap-dealer registration, futures commission merchant functions, banking or thrift institution links, trust company activity, and roles as sponsor or GP of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 31%, Exchange Traded Equities 17%, Investment Grade Corp Bonds 16%, Cash & Cash Equivalents 14%, Other 13%, State & Local Bonds 5%, Sovereign Bonds 2%, Non-Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%31%
  • US Government Bonds31%
  • Exchange Traded Equities17%
  • Investment Grade Corp Bonds16%
  • Cash & Cash Equivalents14%
  • Other13%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
875 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth