DWS Investment Management Americas, Inc.

RIASEC RegisteredEst. 1940

Total AUM

$200B

Discretionary

$196B

98% of AUM

Avg account

$363M

Accounts

550

Employees

452

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 104518
Registered since: November 1, 1940
Website: www.dws.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies43.44%
Investment Companies34.66%
Pooled Investment Vehicles7.58%
Corporations / Businesses6.75%
Sovereign Wealth Funds2.54%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

DWS Investment Management Americas, Inc. is a corporation registered with the SEC since 1940 that operates as an investment manager with a focus that includes real estate fund strategies. The firm serves both individual and family clients as well as institutional investors and charges a mix of percentage-of-assets, fixed, and performance-based fees. DWS engages in a broad set of advisory activities — portfolio management for individuals, pooled vehicles, investment companies, and institutional clients — and also performs adviser selection services. It is active on ESG matters and maintains regulatory and market-facing roles beyond advisory work, including acting as a commodity pool operator/commodity trading advisor and holding affiliations across broker-dealer, banking/thrift, trust company, swap-dealer, and sponsor/management roles for pooled vehicles.