D. E. Shaw & Co, L.P.

RIASEC RegisteredEst. 1999
Total AUM
$213B
Discretionary
$213B
100% of AUM
Avg account
$9.3B
Accounts
23
Employees
998
Advisory reps
12

Firm details

Headquarters
New York, New York
CRD number
108679
Registered since
January 15, 1999
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

D. E. Shaw & Co, L.P. is organized as a limited partnership and is classified in the data as a hedge fund that primarily serves institutional clients. The firm is SEC-registered (since 1999) and operates in multiple roles beyond asset management: it acts as a commodity pool operator/commodity trading advisor (CPO/CTA), provides portfolio management for pooled investment vehicles, and is affiliated with broker-dealer and insurance company activities as well as sponsoring or acting as GP/managing member of pooled vehicles. Its compensation model includes asset-based fees plus performance fees and other fee arrangements. The firm is not identified as an active ESG investor in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • David Shaw

    David Shaw

    FounderCRD 1557735

  • Edwin Jager

    Managing DirectorCRD 4223985

  • Adam Deaton

    Managing DirectorCRD 4169923

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 239

Active vs passive

$2.7B in ETFs

Passive

96%

$2.5B

Active

4%

$109M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$485M745,51018.24%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
2 Manhattan W
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth