Clearbridge Investments, LLC

RIASEC RegisteredEst. 2005

Total AUM

$185B

Discretionary

$142B

77% of AUM

Avg account

$14.7M

Accounts

12,530

Employees

210

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 137028
Registered since: September 30, 2005
Website: www.clearbridge.com
Custodians: MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies40.35%
Individuals25.65%
Other Investment Advisers23.16%
Pooled Investment Vehicles5.96%
Pension & Profit Sharing Plans1.43%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clearbridge Investments, LLC is organized as a limited liability company and operates as a hedge-fund-class adviser that has been SEC-registered since 2005. The firm serves both individual/family and institutional clients and provides portfolio management across a range of vehicles, including pooled investment vehicles and investment companies. It also functions in commodity pool/operator capacities (CPO/CTA) and maintains affiliations across the industry — including broker-dealer relationships, trust-company activity and roles as sponsor or managing member of pooled vehicles. Compensation mixes a percentage-of-AUM structure with performance-based fees. The firm identifies itself as an active ESG investor and is not positioned as an external capital allocator; rather, it manages and sponsors strategies internally and through its advised funds.