CLEARBRIDGE INVESTMENTS, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 137028
- Registered since
- September 30, 2005
- Website
- www.clearbridge.com
- Custodians
- MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies40.35%
- Individuals25.65%
- Other Investment Advisers23.16%
- Pooled Investment Vehicles5.96%
- Pension & Profit Sharing Plans1.43%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Clearbridge Investments, LLC is an SEC-registered LLC (registered in 2005) that operates as a hedge-fund–classified investment adviser serving both individual/family and institutional clients. The firm offers portfolio management across a range of account types — from bespoke individual and small-business mandates to pooled investment vehicles and investment-company management — and also performs CPO/CTA functions. Compensation combines an asset-based fee with performance-linked fees. The firm reports being an active ESG investor and maintains a mix of broker-dealer, trust company and sponsor/GP affiliations in its corporate activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
Owners & executives
3 of 5Julia Davis
Vice President, Research CoordinatorCRD 4315752
TERRENCE MURPHY
President, CEOCRD 5007121
JENNIFER JOHNSON
President, Chief Executive OfficerCRD 1712844
Contacts
3 of 47MARSHALL GORDON
Director, Senior Research AnalystCRD 4269342
JAMES LAVAN
Senior Strategic Relationship ManagerCRD 4324187
MARK CONROY
Senior Retirement StrategistCRD 4173011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$243M in ETFs
100%
$242M
<1%
$729K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 ETF (IWM) | BlackRock | Passive | Small Blend | $77.5M | 312,515 | 31.90% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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