Dorset Peak Securities LLC

Overview

Dorset Peak Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2021. The platform classifies the firm as an investment bank rather than as a capital allocator or traditional registered investment adviser. Ownership is listed as a combination of a domestic entity and an individual. Disclosure fields for client types, fee structure, and day-to-day advisory or business activities are not populated in the source file. The record flags the firm as not being an active ESG investor, not operating as a multi-state adviser, and not serving in a pension consultant or related-adviser capacity.

Assets & Accounts

Location & Offices