Dorset Peak Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Hillsborough, New Jersey
CRD number
312209
Registered since
September 15, 2021

Firm profile

FINTRX

Overview

Dorset Peak Securities LLC is organized as a limited liability company and registered with the SEC in 2021. FINTRX classifies the firm as an investment bank; ownership is recorded as a combination of a domestic entity and an individual. The record indicates Dorset Peak Securities does not operate as a capital allocator and is not marked as an active ESG investor. It is also not identified as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser under the dataset flags. The firm did not provide descriptive entries for business activities, advisory services, client segments, or fee arrangements in the source data, so its operating model beyond the investment-bank classification is not detailed in FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jack Leventhal

    Jack Leventhal

    Chief Executive OfficerCRD 2170953

  • James Verdone

    James Verdone

    CEO and CCOCRD 2581251

Contacts

2 of 2
  • Shari Rothenberg

    Shari Rothenberg

    ManagerCRD 6590875

  • Michelle Dickerson

    Michelle Dickerson

    Managing DirectorCRD 5188932

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hillsborough, NJ

Somerset

Location

Hillsborough, NJ

Headquartered in Hillsborough, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
105 Raider Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth