Dodge & Cox

RIASEC RegisteredEst. 1959
Total AUM
$467B
Discretionary
$466B
100% of AUM
Avg account
$630M
Accounts
740
Employees
336
Advisory reps
11

Firm details

Headquarters
San Francisco, California
CRD number
104596
Registered since
March 14, 1959
Website
www.dodgeandcox.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies70.4%
  • Pension & Profit Sharing Plans15.7%
  • State / Municipal Government6.3%
  • Pooled Investment Vehicles2.56%
  • Corporations / Businesses1.8%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dodge & Cox is a long-established investment manager organized as a corporation and registered with the SEC since 1959. The firm serves both individual and family clients as well as institutional investors, offering fee arrangements that include percentage-of-AUM structures and other fee types. Dodge & Cox provides portfolio management across a range of vehicles — for individuals and small businesses, investment companies, pooled investment vehicles, and institutional clients — and is registered to perform commodity pool/CTA activities. The firm does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 31%, Exchange Traded Equities 27%, Other 25%, US Government Bonds 12%, State & Local Bonds 3%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%31%
  • Investment Grade Corp Bonds31%
  • Exchange Traded Equities27%
  • Other25%
  • US Government Bonds12%
  • State & Local Bonds3%

Owners & executives

3 of 4

  • Hallie Marshall

    Chief Operating OfficerCRD 8210022

  • David Hoeft

    David Hoeft

    Chief Investment OfficerCRD 2959073

  • Katherine Primas

    Katherine Primas

    Chief Compliance OfficerCRD 2521516

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Contacts

3 of 7
  • Kevin Johnson

    Kevin Johnson

    Client Portfolio ManagerCRD 2959084

  • Roger Kuo

    Roger Kuo

    PresidentCRD 3115090

  • Roberta Kameda

    General CounselCRD 2848940

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$206K in ETFs

Passive

100%

$206K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$206K300100.00%

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
555 California St
Time zone
PT (UTC-8)
Office locations

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