CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

RIASEC RegisteredEst. 1990

Total AUM

$1.7T

Discretionary

$1.7T

99% of AUM

Avg account

$2M

Accounts

856,597

Employees

946

Advisory reps

Firm details

Headquarters: SAN FRANCISCO, California
CRD number: 106753
Registered since: January 25, 1990
Website: www.schwabfunds.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Investment Companies85.64%
Individuals6.3%
HNWI6.21%
Pooled Investment Vehicles1.43%
Corporations / Businesses0.24%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Charles Schwab Investment Management, Inc. is the asset-management arm of the Schwab ecosystem that serves both individual/family clients and institutional investors. The firm is organized as a corporation and has been SEC-registered since 1990. Its advisory work spans portfolio management across individuals and small businesses, investment companies, pooled vehicles and institutional clients, and it also performs selection-of-other-advisers duties. Schwab IM operates with multiple fee arrangements (percentage of AUM, fixed fees, performance-based fees and other structures) and is identified as an active ESG investor. It is registered to act as a CPO/CTA and lists affiliations with broker-dealers, trust companies, banks, insurance companies and sponsors/GPs of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds63%
Exchange Traded Equities15%
State & Local Bonds10%
Cash & Cash Equivalents6%
Investment Grade Corp Bonds4%

Owners & executives

3 of 6

JESSICA SEIDLITZ
Chief Operating Officer & Chief Financial OfficerCRD 4910590
OMAR AGUILAR CHAVEZ
Chief Executive Officer and Chief Investment OfficerCRD 4782958
Michael Verdeschi
Chief Financial OfficerCRD 4570777