Iconiq Capital, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 159198
- Registered since
- December 1, 2011
- Website
- iconiqcapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles70.32%
- Charitable Organizations20.51%
- HNWI9.17%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Iconiq Capital, LLC is an independent registered investment adviser organized as an LLC and operating as a multi-strategy capital allocator. Since its SEC registration in 2011 the firm has combined advisory services for high-net-worth individuals and families with pooled investment vehicle management and third-party manager selection. It operates across traditional and alternative vehicles — structured as hedge, private equity and real estate strategies among other fund formats — and carries out CPO/CTA activities and sponsor/GP responsibilities for pooled products. Compensation arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. The firm reports active ESG investing as part of its approach to manager and portfolio selection.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- State & Local Bonds14%
- Non-Exchange Traded Equities8%
- Investment Grade Corp Bonds8%
- Sovereign Bonds6%
Owners & executives
3 of 3Katherine Dougan
Chief Financial OfficerCRD 5253904
Jason Craig
Chief Compliance Officer and Senior CounselCRD 5063852
Louis Thorne
Chief Operating OfficerCRD 6324721
Contacts
3 of 89
Anders Peterson
Senior AnalystCRD 7829357
Kazan Braeckman
Senior Vice PresidentCRD 5675262
Xander Zabetian
AnalystCRD 8145445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$341M in ETFs
97%
$331M
2%
$10.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI ACWI ETF (ACWI) | BlackRock | Passive | Global Large Stock Blend | $213M | 1,356,798 | 62.42% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 50 Beale St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Hellman & Friedman LLC
RIASan Francisco, CA
Vista Equity Partners Management, LLC
RIASan Francisco, CA
Pantheon
RIASan Francisco, CA
Farallon Capital Management, L.L.C.
RIASan Francisco, CA
Genstar Capital
RIASan Francisco, CA
KKR Credit Advisors (US) LLC
RIASan Francisco, CA