ICONIQ CAPITAL, LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 159198
- Registered since
- December 1, 2011
- Website
- iconiqcapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles70.32%
- Charitable Organizations20.51%
- HNWI9.17%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Iconiq Capital, LLC operates as an independent registered investment adviser and a multifaceted fund manager that combines portfolio management for individuals and pooled vehicles with third‑party manager selection and sponsor/GP activity. The firm functions as a capital allocator across public equities, private funds and direct investments, and it lists CPO/CTA among its business activities. Its client base spans high-net-worth individuals and families as well as institutional investors. Fee arrangements are mixed — percentage of AUM, fixed fees and performance-based fees are all in use — and the firm identifies itself as an active ESG investor. The firm's classification on regulatory filings spans hedge funds, private equity, real estate funds and other pooled products, reflecting broad capabilities across liquid and illiquid strategies. Iconiq’s advisory activities include discretionary portfolio management, management of pooled investment vehicles and selection of external advisers, signaling a hybrid model that combines internal portfolio work with allocator and oversight roles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- State & Local Bonds14%
- Non-Exchange Traded Equities8%
- Investment Grade Corp Bonds8%
- Sovereign Bonds6%
Owners & executives
3 of 3KATHERINE DOUGAN
Chief Financial OfficerCRD 5253904
JASON CRAIG
Chief Compliance Officer and Senior CounselCRD 5063852
LOUIS THORNE
Chief Operating OfficerCRD 6324721
Contacts
3 of 85Anders Peterson
Senior AnalystCRD 7829357
KAZAN BRAECKMAN
Senior Vice PresidentCRD 5675262
Xander Zabetian
AnalystCRD 8145445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$327M in ETFs
96%
$314M
2%
$12.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI ACWI ETF (ACWI) | BlackRock | Passive | Global Large Stock Blend | $182M | 1,315,860 | 55.71% |
Location
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 50 Beale St
- Time zone
- PT (UTC-8)
- Office locations
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