Iconiq Capital, LLC

RIASEC RegisteredEst. 2011
Total AUM
$118B
Discretionary
$85.8B
73% of AUM
Avg account
$71.2M
Accounts
1,651
Employees
513
Advisory reps
92

Firm details

Headquarters
San Francisco, California
CRD number
159198
Registered since
December 1, 2011
Website
iconiqcapital.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles70.32%
  • Charitable Organizations20.51%
  • HNWI9.17%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Iconiq Capital, LLC is an independent RIA and multi-strategy fund manager that operates as a capital allocator across public and private markets. Registered with the SEC in 2011 and organized as an LLC, the firm combines portfolio management for individuals and pooled vehicles with sponsor/GP roles and the selection of third‑party advisers. Its client base spans high‑net‑worth individuals and families as well as institutional investors. Fee arrangements include percentage‑of‑AUM billing, fixed fees and performance‑based fees. Iconiq also performs CPO/CTA activities and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, State & Local Bonds 14%, Non-Exchange Traded Equities 8%, Investment Grade Corp Bonds 8%, Sovereign Bonds 6%, US Government Bonds 1%, Public Funds/Mutual Funds 1%, Other 1%62%
  • Exchange Traded Equities62%
  • State & Local Bonds14%
  • Non-Exchange Traded Equities8%
  • Investment Grade Corp Bonds8%
  • Sovereign Bonds6%

Owners & executives

3 of 3
  • Louis Thorne

    Louis Thorne

    Chief Operating OfficerCRD 6324721

  • Jason Craig

    Jason Craig

    Chief Compliance Officer and Senior CounselCRD 5063852

  • Katherine Dougan

    Chief Financial OfficerCRD 5253904

Contacts

3 of 89

  • Adam Durfee

    Senior Vice PresidentCRD 5659339

  • Kazan Braeckman

    Senior Vice PresidentCRD 5675262

  • Lindzey Dau

    Lindzey Dau

    Senior Vice President, Relationship ManagerCRD 5709449

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 70

Active vs passive

$674M in ETFs

Passive

98%

$662M

Active

1%

$12.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI ACWI ETF (ACWI)BlackRockPassiveGlobal Large Stock Blend$213M1,356,79831.61%
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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
50 Beale St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth