ICONIQ CAPITAL, LLC

RIASEC RegisteredEst. 2011
Total AUM
$118B
Discretionary
$85.8B
73% of AUM
Avg account
$71.2M
Accounts
1,651
Employees
513
Advisory reps
88

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
159198
Registered since
December 1, 2011
Custodians
NATIONAL FINANCIAL SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles70.32%
  • Charitable Organizations20.51%
  • HNWI9.17%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Iconiq Capital, LLC operates as an independent registered investment adviser and a multifaceted fund manager that combines portfolio management for individuals and pooled vehicles with third‑party manager selection and sponsor/GP activity. The firm functions as a capital allocator across public equities, private funds and direct investments, and it lists CPO/CTA among its business activities. Its client base spans high-net-worth individuals and families as well as institutional investors. Fee arrangements are mixed — percentage of AUM, fixed fees and performance-based fees are all in use — and the firm identifies itself as an active ESG investor. The firm's classification on regulatory filings spans hedge funds, private equity, real estate funds and other pooled products, reflecting broad capabilities across liquid and illiquid strategies. Iconiq’s advisory activities include discretionary portfolio management, management of pooled investment vehicles and selection of external advisers, signaling a hybrid model that combines internal portfolio work with allocator and oversight roles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, State & Local Bonds 14%, Non-Exchange Traded Equities 8%, Investment Grade Corp Bonds 8%, Sovereign Bonds 6%, US Government Bonds 1%, Public Funds/Mutual Funds 1%, Other 1%62%
  • Exchange Traded Equities62%
  • State & Local Bonds14%
  • Non-Exchange Traded Equities8%
  • Investment Grade Corp Bonds8%
  • Sovereign Bonds6%

Owners & executives

3 of 3
  • KATHERINE DOUGAN

    Chief Financial OfficerCRD 5253904

  • JASON CRAIG

    Chief Compliance Officer and Senior CounselCRD 5063852

  • LOUIS THORNE

    Chief Operating OfficerCRD 6324721

Contacts

3 of 85
  • Anders Peterson

    Senior AnalystCRD 7829357

  • KAZAN BRAECKMAN

    Senior Vice PresidentCRD 5675262

  • Xander Zabetian

    AnalystCRD 8145445

Unlock 82 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 46

Active vs passive

$327M in ETFs

Passive

96%

$314M

Active

2%

$12.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI ACWI ETF (ACWI)BlackRockPassiveGlobal Large Stock Blend$182M1,315,86055.71%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
50 Beale St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth