DISCIPLINED GROWTH INVESTORS INC

RIASEC RegisteredEst. 1996
Total AUM
$5.5B
Discretionary
$5.5B
100% of AUM
Avg account
$38.1M
Accounts
144
Employees
21
Advisory reps
7

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
106746
Registered since
December 11, 1996
Website
dginv.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, U.S. BANK, N.A.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles26.45%
  • HNWI25.62%
  • Charitable Organizations20.8%
  • Investment Companies10.41%
  • Pension & Profit Sharing Plans6.61%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Disciplined Growth Investors Inc. is a corporation registered with the SEC since 1996 that operates as a hedge-fund-style RIA serving both individual/family and institutional clients. The firm charges asset-based management fees and performance-based fees, and is also registered as a representative of a broker-dealer. Its advisory services include portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and institutional clients. The firm is not identified as an active ESG investor and is structured under individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Investment Grade Corp Bonds 4%, US Government Bonds 2%, Public Funds/Mutual Funds 2%, Cash & Cash Equivalents 1%92%
  • Exchange Traded Equities92%
  • Investment Grade Corp Bonds4%
  • US Government Bonds2%
  • Public Funds/Mutual Funds2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • RICKI MARTIN

    Chief Executive OfficerCRD 5647886

  • ROB NICOSKI

    Chief Investment OfficerCRD 2387235

  • PETER RIEKE

    Chief Operating OfficerCRD 5647820

Contacts

3 of 4
  • NICHOLAS HANSEN

    Lead Portfolio ManagerCRD 6438158

  • SCOTT LINK

    Portfolio ManagerCRD 5137014

  • FREDERICK MARTIN

    Founder and Portfolio ManagerCRD 321196

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
150 S 5th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth