PEREGRINE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 1984
Total AUM
$4.1B
Discretionary
$4.1B
100% of AUM
Avg account
$66.7M
Accounts
61
Employees
28
Advisory reps
4

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
110052
Registered since
June 15, 1984
Custodians
THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • State / Municipal Government34.16%
  • Investment Companies27.41%
  • Pooled Investment Vehicles26.07%
  • Pension & Profit Sharing Plans7.43%
  • Insurance Companies2.13%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peregrine Capital Management, LLC is a long-established investment adviser registered with the SEC since 1984 and organized as an LLC with domestic ownership. The firm serves both high-net-worth individuals and families as well as institutional clients and runs a mix of separately managed accounts and pooled vehicles. Its stated fee model combines a percentage-of-assets charge with performance-based fees, signaling that some mandates or funds carry incentive arrangements alongside traditional advisory fees. Equities are the clear focus of the investment program. The firm reports active ESG investing, which it incorporates into portfolio decisions. Advisory activity spans portfolio management for individuals and small businesses, management of investment companies and pooled vehicles, and institutional mandates. That scope, together with the performance-fee element, suggests Peregrine runs concentrated, actively managed equity portfolios alongside vehicles that can accommodate fee arrangements tied to returns.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • STEPHEN SIMON

    Chief Compliance OfficerCRD 4871134

Contacts

3 of 3
  • GARY NUSSBAUM

    Portfolio ManagerCRD 4361436

  • BRIAN DONOHUE

    Portfolio ManagerCRD 2581610

  • ANDREW FLIS

    Portfolio ManagerCRD 5545541

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$437K in ETFs

Passive

100%

$437K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$437K1,026100.00%

Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
800 Lasalle Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth