CPS Financial & Insurance Services, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
41243
Registered since
May 28, 1997

Firm profile

FINTRX

Overview

CPS Financial & Insurance Services, Inc. is a corporate registered investment adviser that has been registered with the SEC since 1997. Public records describe the firm as a domestic entity with an individual owner and list its regulatory classification as unclassified. Available disclosures indicate the firm does not operate as a capital allocator, does not identify as an ESG-focused investor, and is not documented as a multi-state adviser, pension consultant, or related adviser to another registered firm. The firm has provided little detail about its client segments, fee models, specific business activities, or advisory offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Andrew Holden

    CEOCRD 3098455

Contacts

3 of 21
  • Matthew Gandy

    Matthew Gandy

    Registered PrincipalCRD 7007855

  • Reyheena Faxon

    FinOpCRD 4219599

  • Ted Rice

    Registered RepresentativeCRD 1028407

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2860 Michelle
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth