CLIENTFIRST WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2007
Total AUM
$303M
Discretionary
$303M
100% of AUM
Avg account
$2.9M
Accounts
105
Employees
4
Advisory reps
2

Firm details

Headquarters
LITTLE ROCK, Arkansas
CRD number
120286
Registered since
March 26, 2007
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI98.73%
  • Individuals1.27%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Clientfirst Wealth Management, LLC is an independent registered investment adviser focused on serving individual and family clients. Founded and SEC-registered in 2007, the firm provides financial planning and portfolio management for individuals and small businesses. Its billing mix includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The adviser does not position itself as a capital allocator, is not an active ESG investor, and does not act as a pension consultant or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, State & Local Bonds 20%, US Government Bonds 14%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 2%49%
  • Exchange Traded Equities49%
  • State & Local Bonds20%
  • US Government Bonds14%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents6%

Contacts

2 of 2
  • EDWARD MAHAFFY

    President and Senior Portfolio ManagerCRD 1259126

  • ROCKLIN SENAVININ

    President and Co-FounderCRD 3264004

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$51.3M in ETFs

Passive

98%

$50.4M

Active

2%

$975K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$12.1M28,26423.48%

Location

Primary office

LITTLE ROCK, AR

PULASKI

Location

LITTLE ROCK, AR

Headquartered in LITTLE ROCK, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.

Metro area
Little Rock-North Little Rock, AR
Region
South
County
PULASKI
Address
1501 N University Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth