Mendel Capital Management, LLC
Firm details
- Headquarters
- Little Rock, Arkansas
- CRD number
- 311919
- Registered since
- January 4, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.61%
- Pension & Profit Sharing Plans17.89%
- Individuals9.92%
- Charitable Organizations0.92%
- Corporations / Businesses0.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Mendel Capital Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2021. The firm serves both individual and family clients as well as institutional mandates, offering financial planning, portfolio management for individuals, small businesses and institutions, plus pension consulting. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Mendel Capital does not describe itself as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
2 of 2Maureen Ruggiero
Partner & Chief Financial OfficerCRD 4214631
Geoffrey Niebaum
President, CEOCRD 4877678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$211M in ETFs
89%
$187M
1%
$24.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $27.7M | 145,442 | 13.14% |
Location
Little Rock, AR
Pulaski
Location
Little Rock, AR
Headquartered in Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 18 Corporate Hill Dr
- Time zone
- CT (UTC-6)
- Office locations
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