Clayton Partners LLC

RIASEC RegisteredEst. 2015

Total AUM

$172M

Discretionary

$172M

100% of AUM

Avg account

$2.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Berkeley, California
CRD number: 127546
Registered since: April 8, 2015
Website: www.claytonpartners.com
Custodians: CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI61.76%
Pooled Investment Vehicles33.26%
Individuals4.98%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clayton Partners LLC is a limited liability company that operates as an SEC-registered investment adviser and is classified as a hedge fund. The firm provides portfolio management across a mix of client types, including individuals and families as well as institutional investors, and it advises pooled investment vehicles in addition to separate accounts for businesses and small enterprises. Clayton Partners carries out commodity pool operator/commodity trading advisor (CPO/CTA) activities alongside its advisory services, and it charges both a percentage-of-assets fee and performance-based fees for some mandates. Investment activity tilts toward publicly traded equities and exchange-traded instruments, and the firm identifies as an active ESG investor, indicating ESG factors are incorporated into decision-making or manager selection. Clayton Partners does not position itself as a capital allocator; instead it appears to manage portfolios and at least one pooled hedge vehicle internally.