CICC US SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143221
Registered since
August 21, 2007

Firm profile

FINTRX

Overview

Cicc US Securities, Inc. is a corporate entity that is classified as an investment bank and has been registered with the SEC since 2007. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not present itself as a multi-state or related adviser; it is also not flagged as an active ESG investor or a pension consultant. Publicly reported fields for client base, fee structure and advisory activities are not populated in the available profile, so there is limited visibility into the firm’s client segments, compensation model, or day-to-day business lines beyond its investment-bank classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 27
  • Shen Hu

    ControllerCRD 7788243

  • XIAN ZHANG

    Senior AssociateCRD 7824293

  • Funa Yang

    ControllerCRD 7514067

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth