Cicc US Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143221
Registered since
August 21, 2007

Firm profile

FINTRX

Overview

Cicc US Securities, Inc. is organized as a corporation and is classified in public records as an investment bank. The ownership record indicates a mix of a domestic corporate owner and an individual owner. The firm's profile does not list advisory services, fee schedules, client segments, or specific business lines; the available data frames Cicc US Securities primarily in a securities-intermediary role rather than as a capital allocator or wealth manager. The firm is not flagged as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser in the dataset. That combination of attributes suggests its activities center on investment-banking functions rather than on providing widespread registered-adviser services or managing pooled client capital.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 29
  • Kinfai Lo

    Kinfai Lo

    Financial and Operations PrincipalCRD 2909826

  • Xiangdong Shi

    Xiangdong Shi

    Executive DirectorCRD 2913469

  • Yunhui Wang

    Managing DirectorCRD 5744736

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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