Cicc US Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 143221
- Registered since
- August 21, 2007
- Website
- en.cicc.com
Firm profile
FINTRXOverview
Cicc US Securities, Inc. is a corporate investment bank that registered with the SEC in 2007. The firm is organized as a domestic entity with individual ownership elements and is classified primarily as an investment bank rather than a registered advisory capital allocator. The snapshot of firm attributes identifies it as not being an active ESG investor, not a multi-state adviser, not newly formed, and not positioned as a pension consultant or related adviser. Public-facing details about its advisory activities, client types, fee model, and specific business lines are limited in the source data. Given its classification and the absence of AUM or managed-account activity, the firm appears to operate in broker-dealer / capital markets roles rather than as a traditional wealth manager or discretionary asset manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 29Shen Hu
ControllerCRD 7788243
Xian Zhang
Senior AssociateCRD 7824293
Funa Yang
ControllerCRD 7514067
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 280 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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