Channel Wealth, LLC

RIASEC Registered
Total AUM
$851M
Discretionary
$841M
99% of AUM
Avg account
$421K
Accounts
2,019
Employees
17
Advisory reps
10

Firm details

Headquarters
Santa Barbara, California
CRD number
323461
Registered since
October 25, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI74.43%
  • Individuals20.47%
  • Charitable Organizations2.75%
  • Corporations / Businesses1.32%
  • Pension & Profit Sharing Plans1.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Channel Wealth, LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2022) and combines fee models (percentage of AUM, hourly, fixed and other arrangements) with insurance brokerage activity. Its client base spans individuals and families as well as institutional clients. Advisory services emphasize financial planning and portfolio management across individual/small-business and institutional/business relationships, and the firm lists pension consulting among its advisory activities. Channel Wealth does not identify as an ESG investor and is not positioned as a third‑party capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 47%, Exchange Traded Equities 30%, Cash & Cash Equivalents 10%, Private Funds 4%, State & Local Bonds 3%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, Other 1%47%
  • Public Funds/Mutual Funds47%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents10%
  • Private Funds4%
  • State & Local Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 104

Active vs passive

$303M in ETFs

Passive

56%

$169M

Active

28%

$134M

ETFProviderStyleCategoryValueShares% of portfolio
ANGEL OAK INCOME ETF (CARY)Angel OakActiveMultisector Bond$28.3M1,404,2309.32%

Location

Primary office

Santa Barbara, CA

Santa Barbara

Location

Santa Barbara, CA

Headquartered in Santa Barbara, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
3760 State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth