Arlington Financial Advisors, LLC

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$480K
Accounts
2,575
Employees
16
Advisory reps
8

Firm details

Headquarters
Santa Barbara, California
CRD number
283288
Registered since
May 18, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.1%
  • Individuals10.51%
  • Pension & Profit Sharing Plans6.39%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Arlington Financial Advisors, LLC is an independent, owner-operated RIA that has been SEC registered since 2016. The firm serves both individual and family clients and institutional investors, positioning itself as a capital allocator that blends discretionary portfolio management with planning and advisory services. Its stated advisory activities include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Fee arrangements span percentage-of-AUM billing alongside hourly and fixed-fee engagements. On the investment side the firm signals an ESG orientation and a preference for pooled vehicles: public funds and mutual funds dominate its reported asset mix. Arlington also allocates to third-party alternative managers and maintains an industry affiliation with a trust company. The business is structured as a limited liability company and lists an individual owner type.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 12%, Cash & Cash Equivalents 8%, State & Local Bonds 7%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents8%
  • State & Local Bonds7%

Contacts

3 of 8
  • Cody Makela

    Cody Makela

    PartnerCRD 5845061

  • Dianne Duva

    Dianne Duva

    Founding PartnerCRD 4193888

  • Allison Meier

    Allison Meier

    Financial AdvisorCRD 6674406

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 74

Active vs passive

$753M in ETFs

Passive

45%

$338M

Active

54%

$415M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP GLOBAL GROWTH EQUITY ETF (CGGO)Capital GroupActiveGlobal Large Stock Growth$60.3M1,515,1568.00%

Location

Primary office

Santa Barbara, CA

Santa Barbara

Location

Santa Barbara, CA

Headquartered in Santa Barbara, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
100 E De Lane Guerra St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth