Curtis Advisory Group, LLC
Firm details
- Headquarters
- Santa Barbara, California
- CRD number
- 151695
- Registered since
- March 9, 2015
- Website
- curtisadvisorygroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.22%
- Charitable Organizations20.72%
- Individuals3.48%
- Corporations / Businesses2.97%
- Pension & Profit Sharing Plans2.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Curtis Advisory Group, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2015. The firm serves both individual and family clients as well as institutional clients and describes itself as a capital allocator that selects third-party managers. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. Curtis Advisory Group also reports business activity as an “other financial product salesperson” and structures fees as a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$421M in ETFs
75%
$317M
14%
$104M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $48.3M | 63,354 | 11.48% |
Location
Santa Barbara, CA
Santa Barbara
Location
Santa Barbara, CA
Headquartered in Santa Barbara, CA, in the West of the United States.
- Region
- West
- County
- Santa Barbara
- Address
- 735 State St
- Time zone
- PT (UTC-8)
- Office locations
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