Omega Financial Group, LLC

RIASEC Registered

Total AUM

$552M

Discretionary

$550M

100% of AUM

Avg account

$567K

Accounts

974

Employees

Advisory reps

Firm details

Headquarters: Santa Barbara, California
CRD number: 164147
Registered since: March 28, 2013
Website: www.omegafingroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.15%
Individuals12.05%
Pension & Profit Sharing Plans1.61%
Charitable Organizations0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Omega Financial Group, LLC is an independent, individual-owned registered investment adviser (SEC-registered in 2013) that serves both individual and institutional clients. The firm combines financial planning and portfolio management for individuals, small businesses, and institutions with client education — including periodic publications and seminars. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. Omega identifies as an active ESG investor and integrates environmentally, socially, or governance-related considerations into its investment approach.