Casey Securities LLC

Broker-DealerFINRA MemberEst. 1976
Total AUM
—
Advisory reps
38
Avg account
$0

Firm details

Headquarters
Greenbrae, California
CRD number
35230
Registered since
December 10, 1976

Firm profile

FINTRX

Overview

Casey Securities LLC is organized as a limited liability company and is SEC-registered, with registration dating back to 1976. Ownership is described as a combination of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data. The firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. No firm-provided descriptions of business activities, advisory services, client segments, or fee arrangements were included in the source materials.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Willie Wong

    Willie Wong

    Chief Compliance OfficerCRD 4170997

  • Anish Vora

    Anish Vora

    Chief Executive OfficerCRD 5466748

Contacts

3 of 36
  • Drew Nobel

    Drew Nobel

    BrokerCRD 7190508

  • Brett Pollock

    Floor BrokerCRD 1706263

  • Helene Postrel

    Helene Postrel

    FinOpCRD 2240945

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenbrae, CA

Marin

Location

Greenbrae, CA

Headquartered in Greenbrae, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Marin
Address
300 Drakes Landing Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth