CASCADES CAPITAL ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- GREENSBORO, North Carolina
- CRD number
- 167102
- Registered since
- May 7, 2018
- Website
- www.cascadescapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.15%
- Individuals16.72%
- Pension & Profit Sharing Plans9.66%
- Corporations / Businesses1.19%
- Charitable Organizations0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Cascades Capital Asset Management, LLC is an independent, SEC-registered RIA established in 2018 and organized as an LLC with individual ownership. The firm serves both individual and family clients as well as institutional clients and bills on a percentage-of-AUM basis. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Cascades functions as a capital allocator and does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities32%
- US Government Bonds10%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Contacts
3 of 3HARRY WELLONS
Investment Advisor RepresentativeCRD 3058653
JACK RICHARDSON
Registered Investment AdvisorCRD 1754260
BARRY CARPENTER
Founder & PrincipalCRD 3222077
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$149M in ETFs
75%
$112M
6%
$38M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $27.6M | 128,256 | 18.45% |
Location
GREENSBORO, NC
GUILFORD
Location
GREENSBORO, NC
Headquartered in GREENSBORO, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- GUILFORD
- Address
- 1840 Pembroke Rd
- Time zone
- ET (UTC-5)
- Office locations
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