Cascades Capital Asset Management, LLC
Firm details
- Headquarters
- Greensboro, North Carolina
- CRD number
- 167102
- Registered since
- May 7, 2018
- Website
- www.cascadescapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.15%
- Individuals16.72%
- Pension & Profit Sharing Plans9.66%
- Corporations / Businesses1.19%
- Charitable Organizations0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Cascades Capital Asset Management, LLC is an independent, advisor-owned RIA established in 2018 that acts as a capital allocator for both individual/family and institutional clients. The firm charges fees as a percentage of assets under management and offers financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. It does not identify as an active ESG investor and operates under a single-state registration profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities32%
- US Government Bonds10%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Contacts
3 of 3
Harry Wellons
Investment Advisor RepresentativeCRD 3058653
Jack Richardson
Registered Investment AdvisorCRD 1754260
Barry Carpenter
Founder & PrincipalCRD 3222077
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$171M in ETFs
75%
$128M
6%
$43.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $31.7M | 133,957 | 18.51% |
Location
Greensboro, NC
Guilford
Location
Greensboro, NC
Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- Guilford
- Address
- 1840 Pembroke Rd
- Time zone
- ET (UTC-5)
- Office locations
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