Fund Direct Advisors Inc.

RIASEC RegisteredEst. 2013

Total AUM

$593M

Discretionary

$50M

8% of AUM

Avg account

$3.8M

Accounts

156

Employees

Advisory reps

Firm details

Headquarters: Greensboro, North Carolina
CRD number: 155363
Registered since: April 5, 2013
Website: funddirectadvisors.com
Custodians: MID ATLANTIC CAPITAL CORPORATION
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans86%
HNWI5.56%
Individuals4.22%
Corporations / Businesses4.22%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fund Direct Advisors Inc. is a corporation that has been SEC-registered since 2013 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, focusing its advisory work on financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-assets-under-management component with fixed fees. The adviser reports it is not a capital allocator and does not identify as an active ESG investor. It is not a multi-state adviser and does not operate as a related adviser or pension consultant. Regulatory and industry relationships include affiliations with a broker-dealer and an insurance company. The firm received recognition from investor.com in 2020 as one of its "Top RIA Firms to Watch."