CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 1998

Total AUM

$383M

Discretionary

$349M

91% of AUM

Avg account

$742K

Accounts

516

Employees

Advisory reps

Firm details

Headquarters: GREENSBORO, North Carolina
CRD number: 109416
Registered since: July 24, 1998
Website: www.capitalmgmtinc.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.04%
Individuals9.9%
Pension & Profit Sharing Plans8.49%
Charitable Organizations0.46%
Insurance Companies0.1%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Management LLC is an independent, individually owned registered investment adviser organized as an LLC and SEC-registered since 1998. The firm serves both high-net-worth individuals and families as well as institutional clients and operates as a capital allocator that also hires or recommends outside managers. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Compensation is flexible: the firm charges a percentage of assets under management and can also bill on fixed-fee or hourly bases. In addition to advisory work, the firm conducts insurance brokerage activities. Capital Management does not identify as an ESG-focused manager and is not listed as a multi-state or newly formed adviser.