Cascade Investment Group, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
$420M
Discretionary
$379M
90% of AUM
Accounts
978
Employees
6
Advisory reps
7
Brokerage reps
6

Firm details

Headquarters
Colorado Springs, Colorado
CRD number
35844
Registered since
February 10, 1997
Website
ciginc.net
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI49.53%
  • Individuals33.83%
  • Pension & Profit Sharing Plans9.62%
  • Charitable Organizations6.06%
  • Corporations / Businesses0.95%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cascade Investment Group, Inc. is a privately owned corporation operating as a bank-affiliated broker-dealer and registered investment adviser. The firm has been SEC-registered since 1997 and functions as a capital allocator for both individual and institutional clients. Its business model combines broker-dealer activities, registered representative services and insurance brokerage with advisory work that includes financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting support, selecting third-party advisers and running educational seminars. Fee arrangements include percentage-of-AUM pricing as well as hourly billing. Cascade does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 26%, US Government Bonds 5%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities26%
  • US Government Bonds5%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Scott Rethi

    Scott Rethi

    Marketing CoordinatorCRD 6524212

Contacts

3 of 6
  • Theresa Brock

    Theresa Brock

    Vice President, InvestmentsCRD 5481762

  • Jennifer McCarthy

    Jennifer McCarthy

    Client Services AssociateCRD 7046519

  • Carson Young

    Carson Young

    Client Services AssociateCRD 7826667

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$112M in ETFs

Passive

82%

$91.9M

Active

12%

$19.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$26.3M71,15923.54%
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Location

Primary office

Colorado Springs, CO

El Paso

Location

Colorado Springs, CO

Headquartered in Colorado Springs, CO, in the West of the United States.

Region
West
County
El Paso
Address
444 E Pike Peak Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth