Carter Ridge Strategic Advisors

RIASEC Registered
Total AUM
$5.5M
Discretionary
$3.4M
62% of AUM
Avg account
$500K
Accounts
11
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
322160
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.82%
  • Individuals24.18%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Carter Ridge Strategic Advisors is a small, LLC-structured advisory practice that serves individual and family clients. The firm combines portfolio management for individuals and small businesses with an insurance brokerage practice. Its fee arrangements include a percentage of assets under management, hourly fees, and fixed fees. The adviser is not positioned as a capital allocator or pension consultant, does not describe itself as an active ESG investor, and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 30%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents30%

Owners & executives

1 of 1
  • Ralph Marra

    Financial Advisor, Chief Compliance OfficerCRD 2128560

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth