Oshima & Associates

Overview

Oshima & Associates operates as a sole proprietorship and positions itself as an independent registered investment adviser serving individual and family clients. The firm combines financial planning and portfolio management for individuals and small businesses with activities as a registered representative of a broker-dealer, which suggests it can deliver both advisory and brokerage solutions depending on client needs. Its fees include AUM-based charges, hourly billing and commissions, indicating flexibility in engagement models and the ability to accommodate both ongoing advisory relationships and transactional work. The adviser is state-registered in Massachusetts and organized around a single individual owner. It does not present itself as a large multi-state or institutional allocator; client focus and service set are oriented toward private households and small-business owners rather than pensions or institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices