Baker Asset Management, LLC

RIASEC Registered
Total AUM
$5M
Discretionary
$4.5M
90% of AUM
Avg account
$417K
Accounts
12
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
138257
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80%
  • Individuals10%
  • Charitable Organizations10%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Baker Asset Management, LLC operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm is structured to cater to a client base that includes both individual investors and families. Baker Asset Management employs a fee structure based on a percentage of assets under management, aligning their interests with those of their clients. The firm does not actively engage in ESG investing and has not established itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 30%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents30%

Contacts

2 of 2
  • Christopher Leonard

    CRD 6230977

  • Burton Baker

    Burton Baker

    Portfolio Manager, AnalystCRD 4343767

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth