CAROLINA FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2021

Total AUM

$241M

Discretionary

$223M

93% of AUM

Avg account

$196K

Accounts

1,226

Employees

Advisory reps

Firm details

Headquarters: GREENSBORO, North Carolina
CRD number: 118823
Registered since: April 9, 2021
Website: www.carolinafinancialadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals50.48%
HNWI49.41%
Corporations / Businesses0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Carolina Financial Advisors, Inc. is an independent, SEC-registered registered investment adviser (registered in 2021) operating as a corporation with individual ownership. The firm serves both individual and family clients as well as institutional clients and acts as a capital allocator for client portfolios. Its fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. Beyond investment management and financial planning, the firm maintains business lines as an insurance broker and accountant, and provides services that range from portfolio management for individuals, small businesses and institutions to pension consulting, adviser selection, educational seminars and published client communications. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.