Carolina Financial Advisors, Inc.

RIASEC RegisteredEst. 2021

Total AUM

$241M

Discretionary

$223M

93% of AUM

Avg account

$196K

Accounts

1,226

Employees

Advisory reps

Firm details

Headquarters: Greensboro, North Carolina
CRD number: 118823
Registered since: April 9, 2021
Website: www.carolinafinancialadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals50.48%
HNWI49.41%
Corporations / Businesses0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Carolina Financial Advisors, Inc. is an independent, SEC-registered investment adviser that operates as a corporation under individual ownership. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional clients. Its advisory and business activities extend beyond investment management to include financial planning, pension consulting, selection of other advisers, publication of client-facing periodicals, market timing services, and educational seminars. The firm also functions as an insurance broker and provides accounting-related services. Compensation is a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements.