Carl Marks Securities LLC

Overview

Carl Marks Securities LLC is organized as a limited liability company and is classified as an investment bank. FINTRX records the firm as SEC-registered in 2007 and lists ownership as a combination of a domestic entity and an individual. The snapshot data does not include stated business lines, fee models, or detailed advisory activities. The firm is not flagged as a capital allocator and is not identified as an active ESG investor. Additional attributes recorded include that it is not a multi-state adviser, not a pension consultant, and not documented as a related adviser. FINTRX did not provide supplemental descriptions of the firm’s deal activity, client segments, or service offerings.

Assets & Accounts

Location & Offices