CARL MARKS SECURITIES LLC

Overview

Carl Marks Securities LLC is organized as a limited liability company operating as an investment bank. The firm first registered with the SEC in 2007 and is owned by a combination of a domestic entity and an individual. FINTRX classifies the organization as an investment bank rather than a capital allocator or asset manager; the dataset lists it as not functioning as a multi-state adviser and not identifying as an active ESG investor. Other typical advisory classifications (pension consultant, related adviser, newly formed adviser) are marked negative in the snapshot.

Assets & Accounts

Investments & Alternatives

Location & Offices