Cardinal Point Wealth Management

RIASEC RegisteredEst. 2006

Total AUM

$4.8B

Discretionary

$4.8B

100% of AUM

Avg account

$543K

Accounts

8,857

Employees

Advisory reps

Firm details

Headquarters: Toronto On,
CRD number: 140619
Registered since: May 23, 2006
Website: cardinalpointwealth.com
Custodians: INDEPENDENT BANK, FIDELITY DISTRIBUTORS COMPANY LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI75.77%
Corporations / Businesses11.87%
Individuals11.01%
Charitable Organizations1.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cardinal Point Wealth Management is an independent registered investment adviser that has been SEC-registered since 2006. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its ownership is listed as a mix of foreign entity and individual ownership. Fee arrangements are mixed—percentage of AUM plus hourly, fixed-fee and other billing options—and the firm provides financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Cardinal Point also conducts other financial product sales activities and maintains a range of industry affiliations (including broker-dealer, accounting, legal, insurance and real-estate related sponsors), which supports its multi-product and manager-selection capabilities. The firm does not characterize itself as an active ESG investor.