SRB Corporation

RIASEC RegisteredEst. 2012
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$219M
Accounts
22
Employees
4
Advisory reps
4

Firm details

Headquarters
Boston, Massachusetts
CRD number
161163
Registered since
March 30, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Insurance Companies95.24%
  • Corporations / Businesses4.76%

Firm profile

FINTRX

Overview

SRB Corporation is a corporate, SEC-registered institutional RIA that advises predominantly institutional clients. The firm has been registered since 2012 and charges fees as a percentage of assets under management. Its investment activity is equity-focused—exchange-traded equities represent the largest component of client portfolios—but SRB also uses third-party managers to access private market and hedge fund strategies. The firm lists an affiliation with the insurance industry and does not identify as an active ESG investor or a direct capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 38%, Investment Grade Corp Bonds 31%, Non-Exchange Traded Equities 18%, Non-Investment Grade Corp Bonds 10%, US Government Bonds 2%, Other 1%38%
  • Exchange Traded Equities38%
  • Investment Grade Corp Bonds31%
  • Non-Exchange Traded Equities18%
  • Non-Investment Grade Corp Bonds10%
  • US Government Bonds2%

Contacts

3 of 4
  • William Hartranft

    William Hartranft

    DirectorCRD 7088165

  • James Bailey

    James Bailey

    OwnerCRD 10238

  • Frederick Childs

    Vice PresidentCRD 2172340

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$1.8B in ETFs

Passive

100%

$1.8B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$229M1,200,43112.56%

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
695 Atlantic Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth