Sowell Management
Firm details
- Headquarters
- North Little Rock, Arkansas
- CRD number
- 127145
- Registered since
- May 27, 2005
- Website
- www.sowellmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals46.74%
- HNWI42.31%
- Corporations / Businesses7.34%
- Pension & Profit Sharing Plans3.26%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sowell Management is a privately held limited liability company that has been registered with the SEC since 2005 and operates as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its billing approaches include asset-based fees along with hourly and fixed-fee arrangements. Industry relationships extend beyond investment advice to affiliations with broker-dealers, other registered advisers, accounting and law firms, and insurance companies. Sowell Management has appeared on several industry lists, including rankings from Financial Times (Top 300 RIA Firms, 2020), FA Magazine (Top RIA Firms, 2020), and Forbes (Top RIA Firms in 2022, America’s Top RIA Firms in 2023, and Top RIA Firms in 2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities32%
- Cash & Cash Equivalents11%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 4
Christopher Kelly
Founder and CEOCRD 2306054
Vincent Gimarelli
Chief Development OfficerCRD 1969451
William Sowell
Chief Executive OfficerCRD 2131557
Contacts
3 of 106
Ryan Jennings
Investment Adviser RepresentativeCRD 5653714
Jessica Poynter
Investment AdvisorCRD 5825154
Brady Buskirk
Investment Adviser RepresentativeCRD 5828322
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 587Active vs passive
$1.8B in ETFs
77%
$1.4B
16%
$419M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $89.8M | 121,974 | 4.95% |
Location
North Little Rock, AR
Pulaski
Location
North Little Rock, AR
Headquartered in North Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 5320 Northshore Dr
- Time zone
- CT (UTC-6)
- Office locations
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