Sowell Management
Firm details
- Headquarters
- North Little Rock, Arkansas
- CRD number
- 127145
- Registered since
- May 27, 2005
- Website
- www.sowellmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals46.74%
- HNWI42.31%
- Corporations / Businesses7.34%
- Pension & Profit Sharing Plans3.26%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sowell Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm acts as a capital allocator for individual, family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its fee arrangements include asset-based charges as well as hourly and fixed-fee engagements. Sowell maintains relationships across the financial ecosystem — including broker‑dealers, other investment advisers, accounting and law firms, and insurance companies — and was recognized on several industry lists (Financial Times Top 300 RIAs, FA Magazine Top RIAs, and repeated appearances on Forbes’ Top RIA lists in 2022–2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities32%
- Cash & Cash Equivalents11%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 3
Christopher Kelly
Founder and CEOCRD 2306054
William Sowell
Chief Executive OfficerCRD 2131557
Rodney Kresge
Chief Compliance OfficerCRD 2611596
Contacts
3 of 108
Ryan Jennings
Investment Adviser RepresentativeCRD 5653714
Jessica Poynter
Investment AdvisorCRD 5825154
Brady Buskirk
Investment Adviser RepresentativeCRD 5828322
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 643Active vs passive
$2.5B in ETFs
74%
$1.8B
16%
$656M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SIMPLIFY AFFINITY WORLD LEADERS EQUITY ETF (WLDR) | Passive | Global Large Stock Value | $113M | 2,417,917 | 4.55% |
Location
North Little Rock, AR
Pulaski
Location
North Little Rock, AR
Headquartered in North Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 5320 Northshore Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Veach Family Financial
RIANorth Little Rock, AR
Lukas Total Wealth
RIANorth Little Rock, AR
Argenta Wealth Management
RIANorth Little Rock, AR
EGP Wealth Management, LLC
RIANorth Little Rock, AR
36 North Capital Management, LLC
RIABentonville, AR
Stephens Investment Management Group, LLC
RIALittle Rock, AR