STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2005

Total AUM

$7.9B

Discretionary

$7.9B

100% of AUM

Avg account

$39.9M

Accounts

197

Employees

Advisory reps

Firm details

Headquarters: LITTLE ROCK, Arkansas
CRD number: 136369
Registered since: September 2, 2005
Website: www.stephensimg.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies71.35%
Pension & Profit Sharing Plans21.87%
State / Municipal Government2.77%
Other1.56%
HNWI1.19%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stephens Investment Management Group, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2005. The firm provides discretionary portfolio management across a mix of client types—individuals and families as well as institutional clients—and manages pooled vehicles and investment companies in addition to separately managed accounts. Its compensation structure combines a traditional percentage-of-assets-under-management fee with performance-based fees. The firm is not positioned as an active ESG investor and is not identified as a multi-state adviser in its profile. Firm affiliations extend beyond pure advisory work and include broker-dealer activity, registration as a municipal advisor, and connections to insurance and pension consulting functions.