LEGACY CAPITAL WEALTH PARTNERS, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.5B
Discretionary
$1.4B
95% of AUM
Avg account
$577K
Accounts
2,626
Employees
21
Advisory reps
17

Firm details

Headquarters
LITTLE ROCK, Arkansas
CRD number
291960
Registered since
February 12, 2018
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.29%
  • Individuals7.09%
  • Charitable Organizations5.05%
  • Pension & Profit Sharing Plans1.57%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Legacy Capital Wealth Partners, LLC is an independent registered investment adviser that began SEC registration in 2018 and operates as a limited liability company. The firm positions itself as a capital allocator serving individuals, families and institutional clients with a mix of portfolio management, financial planning and selection-of-other-advisers services; its stated advisory activities also include pension consulting for smaller plans. Compensation is through both a percentage-of-AUM schedule and fixed fees. Legacy does not identify as an active ESG investor. The firm has been recognized twice in Citywire’s "50 Growers Across America" list (2022 and 2024).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 22%, Private Funds 20%, Cash & Cash Equivalents 12%, State & Local Bonds 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Derivatives 1%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds22%
  • Private Funds20%
  • Cash & Cash Equivalents12%
  • State & Local Bonds3%

Owners & executives

2 of 2
  • KEITH KRUEGER

    Chief Financial Officer & PartnerCRD 703775

  • MORGAN SIZER

    Chief Investment OfficerCRD 6176788

Contacts

3 of 15
  • MATTHEW JONES

    PresidentCRD 2557927

  • GREGORY YOUNG

    Wealth AdvisorCRD 2083685

  • JOSHUA PUTNAM

    Wealth AdvisorCRD 4358266

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 163

Active vs passive

$313M in ETFs

Passive

70%

$219M

Active

26%

$94.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$91.4M73,59329.18%

Location

Primary office

LITTLE ROCK, AR

PULASKI

Location

LITTLE ROCK, AR

Headquartered in LITTLE ROCK, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.

Metro area
Little Rock-North Little Rock, AR
Region
South
County
PULASKI
Address
8315 Cantrell Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth