Capital Z Asset Management, LLC

RIASEC RegisteredEst. 2014
Total AUM
$256M
Discretionary
$256M
100% of AUM
Avg account
$256M
Accounts
1
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
162210
Registered since
July 2, 2014
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Capital Z Asset Management, LLC is an SEC-registered investment adviser formed in 2014 and organized as an LLC. The firm serves institutional clients and focuses on portfolio management for pooled investment vehicles rather than direct retail relationships. It charges fees as a percentage of assets under management and does not identify itself as a capital allocator. Beyond advisory services, the firm has roles consistent with sponsor/GP and managing member responsibilities for pooled vehicles, indicating it both advises and participates in the governance or sponsorship of funds it manages. Capital Z is not flagged as an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or a related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robert Meyer

    Robert Meyer

    Chief Financial OfficerCRD 6000502

  • Jeffrey Bergman

    Chief Compliance OfficerCRD 4103407

Contacts

1 of 1
  • William Paine

    William Paine

    ChairmanCRD 1648912

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth