PEAKSTONE FINANCIAL ADVISORS

RIASEC RegisteredEst. 2015
Total AUM
$256M
Discretionary
$256M
100% of AUM
Avg account
$360K
Accounts
710
Employees
4
Advisory reps
2

Firm details

Headquarters
CHEVY CHASE, Maryland
CRD number
127635
Registered since
April 13, 2015
Website
pfallc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • HNWI76.53%
  • Individuals23.21%
  • Pension & Profit Sharing Plans0.26%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Peakstone Financial Advisors is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2015. The firm serves individual and family clients and describes itself as a capital allocator that blends portfolio management with financial planning and educational services. Its advisory activities, per regulatory disclosures, include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and running seminars or workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and other fee arrangements. The firm does not report itself as an active ESG investor and is not designated a multi-state adviser in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 19%, Cash & Cash Equivalents 3%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

2 of 2
  • KRISTI MURPHY

    Executive Vice PresidentCRD 3153904

  • ERICH IMPHONG

    Financial AdvisorCRD 5083311

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 79

Active vs passive

$214M in ETFs

Passive

83%

$178M

Active

13%

$35.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$19.9M62,0369.31%

Location

Primary office

CHEVY CHASE, MD

MONTGOMERY

Location

CHEVY CHASE, MD

Headquartered in CHEVY CHASE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
8401 Connecticut Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth