Swbc Investment Company

RIASEC RegisteredEst. 2007

Total AUM

$256M

Discretionary

$197M

77% of AUM

Avg account

$518K

Accounts

494

Employees

Advisory reps

Firm details

Headquarters: San Antonio, Texas
CRD number: 140994
Registered since: June 25, 2007
Website: www.swbc.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI69.6%
Other20.4%
Individuals7.56%
Pooled Investment Vehicles2.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Swbc Investment Company is a corporate RIA that blends advisory services with broker-dealer and insurance product distribution. The firm manages both discretionary and non-discretionary portfolios for individual and family clients as well as institutional relationships. Investment activity tilts heavily toward pooled public funds and mutual funds, but the firm also acts as a capital allocator into private vehicles and real estate. Swbc Investment Company lists itself as an active ESG investor and provides a mix of financial planning, portfolio management for individuals and businesses, pension consulting, adviser selection and educational seminars. It also fills intermediary roles as a registered representative of a broker-dealer and as an insurance broker, which influences the mix of products it uses in client solutions.