Capital Investment Services of America Inc

RIASEC Registered

Total AUM

$1.3B

Discretionary

$1.3B

100% of AUM

Avg account

$1.4M

Accounts

937

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 110639
Registered since: February 21, 1980
Website: www.capinv.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI68.37%
Individuals13.6%
Charitable Organizations9.41%
Corporations / Businesses4.53%
Pension & Profit Sharing Plans4.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Investment Services of America Inc is an independent registered investment adviser that has been SEC-registered since 1980. The firm is privately owned by an individual and manages portfolios for both individual and family clients as well as institutional mandates. Its business model centers on fee-based advice billed as a percentage of assets under management and it provides financial planning alongside portfolio management for individuals, small businesses, and institutions. The firm reports a preference for equity exposure and does not identify as an active ESG investor. It is not structured as a multi-state adviser, does not serve as a pension consultant, and is not listed as a related adviser to another entity.