Capital & Estate Management, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Spring Hill, Florida
CRD number
148504
Registered since
August 2, 2011

Firm profile

FINTRX

Overview

Capital & Estate Management, Inc. is organized as a corporation with individual ownership. The firm is classified in the source data as "Unclassified," and the dataset does not include a description of its advisory services, client segments, or fee schedules. The firm is not indicated to be a multi-state adviser, a pension consultant, or a related adviser, and it does not identify as an active ESG investor. Available information is sparse: no public statements about investment strategy, target clients, or business lines were provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Umber

    Chair, CEO, CCOCRD 1501471

  • Sylvia Worthem

    CFOCRD 1558280

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Spring Hill, FL

Hernando

Location

Spring Hill, FL

Headquartered in Spring Hill, FL, in the South of the United States.

Region
South
County
Hernando
Address
7143 Mariner Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth