CAPITAL ADVISORS, LTD., LLC

RIASEC RegisteredEst. 2010

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$1.2M

Accounts

1,106

Employees

Advisory reps

Firm details

Headquarters: SHAKER HEIGHTS, Ohio
CRD number: 153600
Registered since: June 10, 2010
Website: www.capitaladvisorsltd.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.16%
Individuals6.1%
Pension & Profit Sharing Plans2.18%
Corporations / Businesses1.77%
Charitable Organizations0.79%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Advisors, Ltd., LLC is an independent, SEC-registered RIA that focuses on fee-based wealth management for individuals, families and institutions. The firm, registered in 2010 and owned by an individual, offers financial planning and discretionary portfolio management for individuals/small businesses and for businesses or institutional clients. Its fee model includes a percentage-of-AUM component plus hourly and fixed-fee services, which allows it to price both ongoing investment programs and project-based advice. Investment implementation is heavily fund-driven and the firm reports active ESG integration across its strategies. That ESG stance shows up in portfolio construction and likely in manager selection. Capital Advisors tends to allocate client assets to public funds and mutual funds as the primary vehicle, while maintaining the capacity to use direct equities and targeted alternative exposures when appropriate.