Westminster Financial Advisory Corp

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$408K

Accounts

3,337

Employees

Advisory reps

Firm details

Headquarters: Dayton, Ohio
CRD number: 110283
Registered since: June 15, 1987
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI58.67%
Individuals30.86%
Corporations / Businesses7.58%
Pension & Profit Sharing Plans2.88%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Westminster Financial Advisory Corp. is a broker-dealer and registered investment adviser that has been SEC registered since 1987. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Its business model combines advisory fees (percentage of AUM and fixed fees) with commission-based brokerage activity. Westminster identifies itself as a capital allocator and is not an active ESG investor.