Cambridge Investment Research Advisors, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$139B

Discretionary

$131B

94% of AUM

Avg account

$228K

Accounts

608,275

Employees

3,527

Advisory reps

3,950

Firm details

Headquarters: Fairfield, Iowa
CRD number: 134139
Registered since: February 3, 2005
Website: www.joincambridge.com
Custodians: PERSHING LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI50.19%
Individuals46.88%
State / Municipal Government2.16%
Pension & Profit Sharing Plans0.76%
Charitable Organizations0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cambridge Investment Research Advisors, Inc. is a corporation that has been SEC-registered since 2005 and serves both individual/family and institutional clients. The firm offers a broad set of advisory services that include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting, manager selection, market-timing services, and investor education programs. Fees are offered in multiple formats—percentage of assets under management, hourly and fixed fees, commissions, and other arrangements—allowing flexibility across client segments. The firm identifies as an active ESG investor. Cambridge maintains industry relationships across broker-dealers, other investment advisers, accountants, law firms, insurance companies, pension consultants, and real estate brokers.